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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandeep? Claim Your ProfileSandeep Sunny Sood is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Sandeep has been in the industry since 1997 and holds Series 6, 7, 63, 65, and 66 licenses as well as the SIE. Sandeep is also a Certified Financial Planner. Sandeep's previous experience includes roles at Financial Network Investment Corporation, Banc of America Investment Services, Inc., Vanguard Marketing Corporation, and SunAmerica Securities, Inc. Sandeep's areas of expertise include portfolio management for individuals and businesses, as well as investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
08/10/2023 - Present
Wells Fargo Clearing Services, LLC (ATLANTA GA)
CA
10/08/2009 - 12/31/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
GA
10/14/2005 - 01/29/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ALPHARETTA GA)
PA
12/03/1999 - 09/28/2005
VANGUARD MARKETING CORPORATION (MALVERN PA)
AZ
09/18/1997 - 07/15/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 08/04/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/13/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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