Unclaimed
Sandeep Prabhakar is a financial professional with over five years of experience in the industry. Sandeep is currently registered with Armory Securities, LLC, and is also licensed to conduct business in Illinois. Sandeep has passed the Series 63, SIE, Series 62 and Series 79 exams. Sandeep previously worked at KPMG Corporate Finance LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/12/2019 - Present
Armory Securities, LLC (Chicago IL)
IL
06/16/2014 - 04/10/2019
KPMG CORPORATE FINANCE LLC (CHICAGO IL)
BC
Issued 10/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2014
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/16/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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