Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandeep? Claim Your ProfileSandeep Mitra is a financial advisor with Riversource Distributors, Inc. located in Minneapolis, Minnesota. Sandeep has been in the industry since April 6, 2012. Sandeep is a registered representative with the state of Minnesota and holds Series 6, 7, 24 and 63 licenses. Sandeep was previously employed by Ameriprise Financial Services, Inc., Cetera Financial Specialists LLC, Capital Brokerage Corporation and GE Investment Distributors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
12/13/2019 - Present
Riversource Distributors, Inc. (Minneapolis MN)
NA
05/26/2015 - 12/13/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Gurugram Haryana )
IL
07/06/2011 - 12/20/2013
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
VA
04/07/2005 - 12/07/2005
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CT
04/07/2005 - 04/13/2005
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
BC
Issued 10/05/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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