Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandeep? Claim Your ProfileSandeep Mangal is an investment advisor representative at J.P. Morgan Securities LLC, a registered investment advisor with over $50 billion in assets under management. Sandeep is registered in 13 states, including Illinois, Texas, California, Florida, Georgia, Indiana, Massachusetts, Minnesota, New Jersey, North Carolina, and Wisconsin. Sandeep has been in the financial services industry since 2015 and has experience with financial planning, portfolio management, and pension consulting. Sandeep previously worked at RBC Capital Markets, LLC. Sandeep holds Series 3, 7, 63, and 65 securities licenses and is a member of the FINRA. Sandeep’s specialties include retirement planning, wealth management, and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
10/18/2022 - Present
J.p. Morgan Securities LLC (ST. CHARLES IL)
IL
09/04/2019 - 10/11/2022
RBC CAPITAL MARKETS, LLC (CHICAGO IL)
BC
Issued 09/30/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/15/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/10/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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