Unclaimed
Sandeep Kaur Jones has been in the financial services industry since July 23, 2018. Sandeep is currently registered with Nylife Securities LLC and is located in Alpharetta, Georgia. Sandeep has held previous positions with SunTrust Investment Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sandeep holds a Series 66, Series 26, Series 7TO, SIE, and Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
07/02/2021 - Present
Nylife Securities LLC (ALPHARETTA GA)
GA
12/12/2007 - 03/05/2009
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
03/23/2006 - 12/07/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)
BOTH
Issued 05/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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