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Sandeep Kaur Jones

Nylife Securities LLC

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About Sandeep Kaur Jones

Sandeep Kaur Jones has been in the financial services industry since July 23, 2018. Sandeep is currently registered with Nylife Securities LLC and is located in Alpharetta, Georgia. Sandeep has held previous positions with SunTrust Investment Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sandeep holds a Series 66, Series 26, Series 7TO, SIE, and Series 7 license.

Firm Information

Sandeep Jones is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sandeep Jones’s Registration & Firm History

GA

07/02/2021 - Present

Nylife Securities LLC (ALPHARETTA GA)

GA

12/12/2007 - 03/05/2009

SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)

GA

03/23/2006 - 12/07/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)

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Licenses & Designations

BOTH

Issued 05/12/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/01/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/01/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/20/2020

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sandeep Kaur Jones.
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