Unclaimed
Sandeep Kapoor is a registered representative at Barclays Capital Inc.. Sandeep has been in the securities industry since March 19, 2014. Sandeep is licensed to conduct business in New York. Sandeep has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99). Sandeep was previously registered with Deutsche Bank Securities Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/21/2017 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
12/20/2013 - 08/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/03/2012 - 12/24/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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