Unclaimed
Sanah Chung is a financial advisor with over 30 years of experience in the industry. Sanah is currently registered with J.p. Morgan Securities LLC and J.p. Morgan Private Wealth Advisors LLC. Sanah specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors. Sanah has a strong track record of success and is committed to providing her clients with the highest level of service. Sanah Chung has been registered with the Securities and Exchange Commission (SEC) since 1995 and holds Series 7, 10, 31, 63, and 65 licenses. Sanah is also a Registered Principal and has earned the SIE designation. Sanah previously worked at UBS Financial Services Inc., First Republic Securities Company, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
01/18/2024 - Present
J.p. Morgan Securities LLC (LOS ANGELES CA)
CA
09/20/2019 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)
CA
04/17/2009 - 10/01/2019
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
CA
01/12/2001 - 05/07/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
04/30/1999 - 01/18/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/06/1995 - 03/24/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/19/1989 - 03/25/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/29/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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