Unclaimed
San san Truong Diep is a registered representative with Missionsquare Investment Services in Washington, DC. San san has been in the financial industry since April 1999. San san holds the Series 6 and Series 63 licenses and the SIE exam. San san has been registered with the District of Columbia and Virginia. San san was previously registered with ALLFIRST BROKERAGE CORPORATION, CITICORP INVESTMENT SERVICES, and FIRST UNION BROKERAGE SERVICES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DC
01/11/2001 - Present
Missionsquare Investment Services (WASHINGTON DC)
MD
06/05/2000 - 12/22/2000
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
NY
11/09/1999 - 05/10/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NC
09/09/1998 - 05/19/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 10/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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