Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you San chi? Claim Your ProfileSan chi Shiu is a financial professional with over 10 years of experience in the industry. San chi is currently registered with UBS Securities LLC and UBS Financial Services Inc. San chi has previously worked with Credit Suisse Securities (USA) LLC, CLSA Americas, LLC, and Credit Agricole Securities (USA) Inc. San chi holds the Series 16 exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/02/2024 - Present
UBS Securities LLC (NEW YORK NY)
NY
07/07/2021 - 12/18/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/06/2013 - 07/08/2021
CLSA AMERICAS, LLC (NEW YORK NY)
NY
05/29/2012 - 06/10/2013
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 05/24/2012
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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