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Samy Barj

TP Icap Global Markets Americas LLC

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About Samy Barj

Samy Barj is a registered representative with TP Icap Global Markets Americas LLC. Samy is based in New York, New York and has been in the industry since 2012. Samy holds the Series 7, Series 55, SIE, and Series 57TO licenses, and is registered in New Jersey and New York. Samy has previous work experience with Tullett Prebon Financial Services LLC and Cantor Fitzgerald & Co.

Firm Information

Samy Barj is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samy Barj’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

09/21/2021 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

09/11/2012 - 12/15/2020

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

06/06/2011 - 04/03/2012

CANTOR FITZGERALD & CO. (NEW YORK NY)

NJ

11/17/2010 - 05/16/2011

LINKBROKERS DERIVATIVES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/10/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/2016

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/16/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Samy Barj.
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