Unclaimed
Samy Barj is a registered representative with TP Icap Global Markets Americas LLC. Samy is based in New York, New York and has been in the industry since 2012. Samy holds the Series 7, Series 55, SIE, and Series 57TO licenses, and is registered in New Jersey and New York. Samy has previous work experience with Tullett Prebon Financial Services LLC and Cantor Fitzgerald & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/21/2021 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
09/11/2012 - 12/15/2020
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
06/06/2011 - 04/03/2012
CANTOR FITZGERALD & CO. (NEW YORK NY)
NJ
11/17/2010 - 05/16/2011
LINKBROKERS DERIVATIVES CORPORATION (JERSEY CITY NJ)
BC
Issued 01/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2016
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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