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Samvit Prakash

Little River Capital, LLC

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About Samvit Prakash

Samvit Prakash is a financial professional with over 10 years of experience in the industry. Samvit Prakash is currently registered with Little River Capital, LLC in Alabama. Samvit Prakash has passed the Series 7, Series 7TO, and Series 63 exams. Samvit Prakash was previously registered with BNP Paribas Securities Corp. in New York. Samvit Prakash is registered with the state of New York.

Firm Information

Samvit Prakash is currently registered with Little River Capital, LLC. Little River Capital, LLC is a Limited Liability Company formed in November 2001. The firm is registered in eight states: Alabama, California, Illinois, Missouri, New York, North Carolina, Ohio, and Virginia. It also has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samvit Prakash’s Registration & Firm History

AL

04/10/2023 - Present

Little River Capital, LLC (VESTAVIA HILLS AL)

NY

09/18/2008 - 05/03/2013

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/31/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/08/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/17/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samvit Prakash.
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