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Samuel Witherspoon

Hightower Advisors, LLC

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About Samuel Witherspoon

Samuel Witherspoon is a financial advisor with Hightower Advisors, LLC. Samuel has been in the industry since 2010 and has a Series 7 and Series 66 license. Samuel also has a Chartered Financial Analyst designation. Samuel specializes in retirement planning, education planning, and estate planning.

Firm Information

Samuel Witherspoon is currently registered with Hightower Advisors, LLC. Hightower Advisors, LLC is a financial advisor headquartered in CHICAGO, IL. They provide financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisers. The firm has approximately 130,239,337,374 USD in regulatory assets under management. Hightower Advisors, LLC serves high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, insurance companies, individuals other than high-net-worth, banking or thrift institutions, and state or municipal government entities.
Hightower Advisors, LLC

200 W. MADISON ST.

CHICAGO, IL 60606

$130.24B

Assets Under Management

100

Total Clients

889

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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treasury management for corporate clients

Treasury management for corporate clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Retainer or service fees or some combination of 1, 2, 4, 5 & 7

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Samuel Witherspoon’s Registration & Firm History

NH

06/30/2023 - Present

Hightower Advisors, LLC (Portsmouth NH)

CA

06/02/2014 - 05/18/2015

RS FUNDS DISTRIBUTOR LLC (SAN FRANCISCO CA)

NY

10/05/2011 - 06/02/2014

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

MA

11/24/2010 - 09/07/2011

MORGAN STANLEY SMITH BARNEY (BOSTON MA)

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Licenses & Designations

BOTH

Issued 12/22/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/18/2015

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Samuel Witherspoon.
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