Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel W. Watters is a financial advisor registered with Osaic Wealth, Inc. Samuel has been working in the financial services industry since 1994. Samuel provides a variety of financial services including financial planning, pension consulting, educational seminars, and portfolio management. Samuel is registered with the state of Texas as both a broker-dealer and an investment advisor. Samuel holds the Series 6, 7, 63, and 65 licenses and has earned the Certified Financial Planner designation. Samuel currently provides advisory services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/19/2024 - Present
Osaic Wealth, Inc. (ORANGE TX)
TX
12/04/2002 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (ORANGE TX)
NY
08/01/1994 - 12/09/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/01/1994 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 4/1/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/12/1998
Series 7 - General Securities Representative Examination
BC
Issued 7/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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