Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Wilson Griggs is a registered representative with LPL Financial LLC and has been in the industry since 2013. Samuel has a Series 7, Series 66, and SIE license. Samuel is currently registered in Alabama, California, Florida, Kentucky, Michigan, North Carolina, Ohio, Pennsylvania, and Tennessee. Samuel previously worked at Securities America, Inc., Securities Service Network, LLC, and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/12/2023 - Present
LPL Financial LLC (FORT MYERS FL)
FL
09/18/2020 - 12/15/2023
SECURITIES AMERICA, INC. (FORT MYERS FL)
FL
09/16/2014 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (FT. LAUDERDALE FL)
FL
04/22/2013 - 09/15/2014
NEW ENGLAND SECURITIES (BOCA RATON FL)
BOTH
Issued 07/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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