Unclaimed
Samuel Wilson Cripps is a financial advisor with Stifel, Nicolaus & Company, Inc. based in BALTIMORE, MD. Samuel has over 10 years of experience in the financial services industry. Samuel holds Series 6, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
03/28/2019 - Present
Stifel, Nicolaus & Company, Inc. (BALTIMORE MD)
ME
01/02/2015 - 05/22/2017
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
MD
12/18/2013 - 12/11/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HUNT VALLEY MD)
BC
Issued 02/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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