Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Walter Jones has been an active financial professional since September 1997. Samuel is currently registered with LPL Financial LLC, and has been registered with this firm since October 2022. Prior to joining LPL Financial LLC, Samuel was employed with Raymond James & Associates, INC. and Morgan Keegan & Company, INC. Samuel has passed numerous securities exams and is currently registered in Alabama and Texas. Samuel's professional career spans multiple financial services areas including consulting, financial planning, and portfolio management. Samuel is a highly experienced advisor working with a wide range of clients, including individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
10/05/2022 - Present
LPL Financial LLC (DECATUR AL)
AL
02/13/2013 - 10/06/2022
RAYMOND JAMES & ASSOCIATES, INC. (DECATUR AL)
AL
09/26/1997 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (DECATUR AL)
IA
Issued 09/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/07/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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