Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Walter Frasco is an investment advisor representative with First Trust Advisors LP. Samuel has been in the securities industry for over 10 years. Samuel holds the Series 63, Series 66, Series 7, and SIE licenses and is registered with FINRA and the states of Illinois and California. Samuel was previously with Invesco Distributors, Inc. in Downers Grove, IL. Samuel's firm specializes in providing portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. Samuel has a strong background in finance and investment management. Samuel is committed to providing clients with personalized financial advice and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
03/29/2019 - Present
First Trust Advisors LP (WHEATON IL)
IL
10/23/2018 - 11/28/2018
INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)
BOTH
Issued 03/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2018
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
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