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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Wallace Lee III has been in the financial industry since 2007 and is currently a registered representative of Cetera Investment Advisers LLC. Samuel has worked for several firms in the past, including D.A. Davidson & Co., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Samuel is licensed to sell securities in Oregon and Texas. Samuel is a highly experienced financial advisor with a proven track record of success. Samuel is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
06/29/2023 - Present
Cetera Investment Advisers LLC (ROSEBURG OR)
OR
04/28/2010 - 02/16/2018
D.A. DAVIDSON & CO. (ROSEBURG OR)
OR
06/01/2009 - 05/24/2010
MORGAN STANLEY SMITH BARNEY (ROSEBURG OR)
OR
07/06/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ROSEBURG OR)
BOTH
Issued 07/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/15/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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