Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Wajner is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Samuel has been in the securities industry since April 5, 1984. Samuel has held positions with RBC Capital Markets Corporation, Tucker Anthony Incorporated, Gibraltar Securities Co., Kirlin Securities Inc., First Interregional Equity Corp., and Halpert and Company, Inc. Samuel has a Series 63, 65, 7, 9, 10, 24, 52, 53, and SIE license and is currently registered in 33 states. Samuel is an active member of the securities industry, and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/17/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SHORT HILLS NJ)
NJ
03/09/2002 - 11/21/2008
RBC CAPITAL MARKETS CORPORATION (FLORHAM PARK NJ)
MA
09/01/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
02/10/1998 - 09/01/1999
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NY
03/25/1997 - 01/28/1998
KIRLIN SECURITIES INC. (SYOSSET NY)
NJ
11/21/1995 - 05/16/1997
FIRST INTERREGIONAL EQUITY CORP. (MILBURN NJ)
NJ
03/22/1984 - 11/17/1995
HALPERT AND COMPANY, INC. (MILLBURN NJ)
IA
Issued 10/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/25/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/27/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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