Unclaimed
Samuel Wait Brewer is an investment advisor representative with Northwestern Mutual Investment Services, LLC, in Raleigh, NC. Samuel has been in the securities industry since October 26, 2003. Samuel is registered in 35 states and has a Series 6, 7, 63, and 65 license. In addition to the firm name above, Samuel is also associated with Northwestern Mutual Life Insurance Company and Northwestern Mutual Wealth Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
03/29/2006 - Present
Northwestern Mutual Investment Services, LLC (Raleigh NC)
IA
Issued 03/27/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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