Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Vincent Puccio is a registered representative with Cantor Fitzgerald & Co. Samuel has been in the securities industry since August 2023. Samuel is licensed to sell securities in New York. Samuel holds the Series 63, 7TO and 57TO licenses. Samuel is also licensed by the Financial Industry Regulatory Authority (FINRA) and is registered as a representative with Cantor Fitzgerald & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/21/2023 - Present
Cantor Fitzgerald & Co. (JERICHO NY)
BC
Issued 09/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2024
Series 57TO - Securities Trader Exam
BC
Issued 08/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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