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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Vetas is a financial advisor with over 40 years of experience in the industry. Currently, Samuel is registered with Ameriprise Financial Services, LLC in Utah and Texas and previously worked with RBC Capital Markets, LLC, UBS Financial Services Inc., Morgan Stanley DW Inc., and Kidder, Peabody & Co. Incorporated. Samuel has a wide range of experience and holds licenses in multiple states, including Series 7, 31, 63, and 66 licenses. Samuel specializes in providing financial planning services to individuals, businesses, and charitable organizations. Samuel provides asset allocation services, educational seminars, and publications for clients. Samuel works with clients of all sizes, from high-net-worth individuals to corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
10/09/2019 - Present
Ameriprise Financial Services, LLC (Salt Lake City UT)
UT
06/04/2009 - 11/13/2019
RBC CAPITAL MARKETS, LLC (SALT LAKE CITY UT)
UT
05/28/2004 - 06/17/2009
UBS FINANCIAL SERVICES INC. (SALT LAKE CITY UT)
NY
04/02/1990 - 06/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/19/1983 - 04/06/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 11/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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