Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Varney Thompson is a financial advisor at Fnex Capital, LLC. Samuel has been in the financial services industry since November 6, 2008. Samuel holds Series 63, Series 7, and SIE licenses. Samuel has been registered with Fnex Capital, LLC since February 29, 2016. Samuel was previously registered with M&A Securities Group, Inc. and Foreside Investment Services, LLC. Samuel is registered in California, Illinois, Massachusetts, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
02/29/2016 - Present
Fnex Capital, LLC (Boston MA)
MA
07/09/2013 - 02/02/2016
M&A SECURITIES GROUP, INC. (CAMBRIDGE MA)
MA
05/04/2011 - 07/09/2013
FORESIDE INVESTMENT SERVICES, LLC (CAMBRIDGE MA)
MA
09/09/2008 - 04/01/2011
BRILL SECURITIES, INC. (CAMBRIDGE MA)
BC
Issued 09/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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