Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Troy Grezaffi is a registered representative with Regal Investment Advisors LLC. Samuel has been in the financial services industry for over 28 years. Samuel's expertise includes providing financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors. Samuel holds a Series 63 and Series 65 license and has passed the SIE, Series 7 and Series 6 exams. Prior to joining Regal Investment Advisors LLC, Samuel was employed by The O.N. Equity Sales Company, Park Avenue Securities LLC, NYLIFE Securities Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company and PRUCO Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
LA
03/04/2021 - Present
Regal Investment Advisors LLC (Livonia LA)
OH
08/09/2017 - 03/16/2021
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
LA
06/13/2002 - 07/21/2016
PARK AVENUE SECURITIES LLC (LIVONIA LA)
NY
02/29/1996 - 06/10/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
07/31/1992 - 02/15/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/31/1992 - 02/15/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NJ
04/20/1992 - 07/02/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/20/1992 - 07/02/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 01/22/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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