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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Todd Lee is a financial advisor with Robert W. Baird & Co. Inc. based in Peoria, AZ. Samuel has been in the industry since 2002 and has a wide range of experience in financial services. Samuel is registered to provide financial advice in 21 states and is also a Registered Representative of FINRA. Samuel has a strong background in investments, including equities, fixed income, mutual funds, and options. Samuel also provides financial planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
AZ
10/14/2022 - Present
Robert W. Baird & Co. Inc. (Peoria AZ)
AZ
08/28/2014 - 10/25/2022
RBC CAPITAL MARKETS, LLC (PHOENIX AZ)
AZ
01/01/2008 - 08/29/2014
WELLS FARGO ADVISORS, LLC (SURPRISE AZ)
AZ
08/29/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SURPRISE AZ)
AZ
04/18/2002 - 06/13/2002
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 09/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/24/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/17/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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