Unclaimed
Samuel Thomas lawrence Gaze is a financial advisor with Citigroup Global Markets Inc. Samuel has been in the industry since October 22, 2010, and is registered with FINRA as well as the state of New York. Samuel has licenses for Series 63, SIE, and Series 79 exams. Samuel is registered in 53 states and holds an active status.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/22/2010 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
BC
Issued 10/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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