Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Henderson is a financial advisor at TIAA-CREF Individual & Institutional Services, LLC. Samuel has been in the industry since 2010. He currently holds registrations in 12 states, including Colorado, Arizona, California, Idaho, Nebraska, New Mexico, Ohio, Oregon, Texas, Utah, Wisconsin and Wyoming. Samuel specializes in Retirement Planning, Investment Advisory Services and Asset Allocation. He is a registered representative with the Financial Industry Regulatory Authority (FINRA) and a registered investment advisor representative with the State of Colorado. Samuel has passed the Series 6, Series 7, Series 63, and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
04/17/2019 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
06/01/2018 - 04/10/2019
MML INVESTORS SERVICES, LLC (Denver CO)
CO
10/23/2014 - 06/12/2017
FIDELITY BROKERAGE SERVICES LLC (DENVER CO)
CO
09/02/2014 - 10/23/2014
GWFS EQUITIES, INC. (ENGLEWOOD CO)
CO
05/03/2010 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)
BOTH
Issued 05/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/30/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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