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Samuel Thomas Buxton

Osaic Wealth, Inc.

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About Samuel Thomas Buxton

Samuel Buxton is a financial professional with over 7 years of experience in the industry. Samuel is currently registered with Osaic Wealth, Inc. Samuel has held previous positions with Securities America, Inc., Cetera Investment Services LLC, and Jackson National Life Distributors LLC. Samuel holds the Series 6, Series 63 and SIE licenses and specializes in providing financial planning, portfolio management, and pension consulting to individuals, corporations, and charitable organizations.

Firm Information

Samuel Buxton is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Buxton’s Registration & Firm History

AL

06/14/2024 - Present

Osaic Wealth, Inc. (Birmingham AL)

AL

03/05/2019 - 06/14/2024

SECURITIES AMERICA, INC. (Birmingham AL)

MN

08/18/2018 - 01/02/2019

CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)

TN

10/06/2016 - 12/26/2017

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

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Licenses & Designations

BC

Issued 10/28/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Thomas Buxton.
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