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Samuel Taylor Barden

Rockefeller Financial LLC

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About Samuel Taylor Barden

Samuel Taylor Barden is a financial advisor with over 22 years of experience in the industry. Samuel has held positions at prominent firms including Morgan Stanley and UBS Financial Services Inc. Currently, Samuel is registered as a registered representative at Rockefeller Financial LLC, where Samuel provides a range of financial advisory services, including portfolio management, financial planning, and pension consulting. Samuel is registered in 44 states and the District of Columbia.

Firm Information

Samuel Barden is currently registered with Rockefeller Financial LLC. Rockefeller Financial LLC is a Limited Liability Company formed in 2017 and headquartered in New York, NY. The firm has over 500 employees and manages over $50 billion in assets for clients including high-net-worth individuals, corporations, and charitable organizations. Their services include financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.
Rockefeller Financial LLC

45 ROCKEFELLER PLAZA

NEW YORK, NY 10111

$51.82B

Assets Under Management

161

Total Clients

747

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Barden’s Registration & Firm History

NC

02/08/2024 - Present

Rockefeller Financial LLC (Charlotte NC)

NC

06/01/2009 - 02/14/2024

MORGAN STANLEY (Charlotte NC)

NC

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (CHARLOTTE NC)

NC

02/08/2007 - 04/02/2007

MORGAN STANLEY DW INC. (CHARLOTTE NC)

NC

12/20/2001 - 02/16/2007

UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 01/11/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 12/19/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Samuel Taylor Barden. Review regulatory record here.
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