Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel T. Morton is a financial advisor in Louisville, Kentucky with over 15 years of experience. Samuel T. Morton is currently registered with LPL Financial LLC and has been with the firm since November 2017. Previously, Samuel T. Morton was registered with Investment Centers of America, Inc. from February 2014 to November 2017. Samuel T. Morton holds Series 6, 7, 63, and 66 securities licenses as well as a Series SIE. Samuel T. Morton is also registered as an investment advisor representative in Indiana and Kentucky. Samuel T. Morton specializes in providing financial advice to individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
11/29/2017 - Present
LPL Financial LLC (LOUISVILLE KY)
KY
02/18/2014 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (LOUISVILLE KY)
KY
04/23/2012 - 03/04/2014
INVESTMENT PROFESSIONALS, INC. (LOUISVILLE KY)
KY
07/06/2005 - 04/17/2012
CHASE INVESTMENT SERVICES CORP. (LOUISVILLE KY)
IL
12/13/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 11/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Samuel Morton is the right advisor for you? Invested Better is here to help.
