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Samuel Stuart Pasquale

NEW Century Financial Group, LLC

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About Samuel Stuart Pasquale

Samuel Pasquale is an investment advisor representative with New Century Financial Group, LLC in Princeton, NJ. Samuel has been in the financial services industry since 1991. He is registered to provide investment advice in California, Florida, Missouri, New Jersey, and Pennsylvania. Samuel also holds Series 6, 7, 63 and 65 licenses. He is a graduate of the University of Pennsylvania. Samuel has experience in the financial services industry with previous roles at MetLife Securities Inc. and Metropolitan Life Insurance Company. In addition to his work at New Century Financial Group, LLC, Samuel also works as the president of FAR HILLS FINANCIAL GROUP, INC., and as an insurance advisor. His experience spans a range of financial services, including insurance, investment advice and financial planning.

Firm Information

Samuel Pasquale is currently registered with NEW Century Financial Group, LLC. NEW Century Financial Group, LLC is an investment advisory firm based in Princeton, NJ. The firm provides financial planning, educational seminars, and portfolio management services to individuals, high-net-worth individuals, corporations, and charitable organizations. They have approximately $201.7 million in regulatory assets under management.
NEW Century Financial Group, LLC

ONE AIRPORT PLACE

PRINCETON, NJ 08540

$201.73M

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Pasquale’s Registration & Firm History

NJ

10/25/2005 - Present

NEW Century Financial Group, LLC (PRINCETON NJ)

MA

12/21/1990 - 02/22/1994

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/21/1990 - 02/22/1994

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/06/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/08/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2012

Series 7 - General Securities Representative Examination

BC

Issued 11/19/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Stuart Pasquale.
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