Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Stothoff is a financial advisor registered with UBS Financial Services Inc. Samuel has been active in the financial services industry for over 10 years. Samuel holds Series 63, 66, and 7 licenses and is registered to offer investment advice in 53 states and territories. Samuel is also a registered Investment Advisor Representative in New Jersey, New York and North Carolina. Samuel's current employment is with UBS Financial Services Inc. Samuel has a broad range of experience working with clients across a variety of industries including individuals, families, businesses, trusts, and estates. Samuel is committed to providing his clients with personalized financial advice and investment solutions. Samuel is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
05/29/2024 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NC
10/10/2018 - 12/11/2019
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 01/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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