Unclaimed
Samuel Stecker is a financial professional with over five years of experience in the financial services industry. Samuel is currently registered with Foreside Fund Services, LLC in Illinois. Previously, Samuel was associated with Guggenheim Funds Distributors, LLC, Questar Capital Corporation and Allianz Life Financial Services, LLC. Samuel holds Series 6, 7, 63 and SIE licenses. Samuel is a dedicated and experienced financial professional with a strong commitment to providing excellent service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/22/2022 - Present
Foreside Fund Services, LLC (Lisle IL)
IL
04/12/2019 - 11/14/2022
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (chicago IL)
MN
07/31/2018 - 12/03/2018
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
MN
04/19/2017 - 08/03/2018
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
BC
Issued 05/11/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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