Unclaimed
Samuel Small is a financial professional with PFS Investments Inc. Samuel has been in the financial services industry for over six years. Samuel specializes in providing investment advice and portfolio management for individuals. Samuel holds the Series 6, Series 63, and SIE licenses, and is registered with the state of Mississippi. Samuel is also registered with FINRA and is approved to provide financial services in seven states, including Mississippi, Louisiana, Georgia, Texas, Arizona, Delaware and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MS
12/26/2017 - Present
PFS Investments Inc. (HORN LAKE MS)
BC
Issued 01/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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