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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Stroud is a financial advisor at Commonwealth Financial Network, an independent Registered Investment Advisor firm with over 3,300 advisors nationwide. Samuel Stroud has been in the financial services industry since 1986 and is registered to provide advisory services in 11 states. Samuel Stroud holds the Series 6, 7, 63, and 65 licenses as well as the SIE exam. Samuel Stroud is also a Certified Financial Planner. The firm's services include financial planning, retirement planning, college savings, and investment management. Samuel Stroud serves a wide range of clients, including individuals, families, businesses, and non-profit organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/01/2019 - Present
Commonwealth Financial Network (West Chester PA)
PA
05/15/2009 - 10/07/2019
SECURIAN FINANCIAL SERVICES, INC. (WEST CHESTER PA)
PA
10/01/2008 - 03/16/2009
J.P. MORGAN SECURITIES INC. (PHILADELPHIA PA)
PA
04/02/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (PHILADELPHIA PA)
PA
11/25/1987 - 03/24/2008
VANGUARD MARKETING CORPORATION (MALVERN PA)
NA
03/27/1987 - 06/03/1987
QUEST DISTRIBUTORS, INC.
NA
01/07/1985 - 08/12/1986
VANGUARD MARKETING CORPORATION
NA
07/13/1984 - 09/07/1984
FIRST INVESTORS CORPORATION
IA
Issued 11/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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