Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Shane Smith is a financial advisor with Fidelity Brokerage Services LLC. Samuel has been in the financial services industry since February 12, 2016 and is registered with FINRA and 53 state securities regulators. Samuel has a Series 7, Series 63 and Series 4 license, and has passed the Securities Industry Essentials Examination. Samuel previously worked for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in Jacksonville, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/04/2018 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
FL
02/02/2016 - 05/23/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BC
Issued 02/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2022
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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