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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Seyong Oh is a financial advisor who has been in the industry since January 3, 2017. Samuel Oh is currently registered with UBS Financial Services Inc. in San Diego, CA. Samuel Oh has been with UBS Financial Services Inc. since August 2019, prior to that he was employed with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Samuel Oh holds a Series 7, Series 66, and SIE license. Samuel Oh is registered to provide investment advice in Arizona, California, Florida, and Illinois. Samuel Oh is a specialist in providing financial advice and portfolio management for individuals and businesses. Samuel Oh has experience working with charitable organizations, pension and profit-sharing plans, corporations, and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
09/13/2019 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
02/24/2016 - 10/16/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
02/02/2015 - 02/17/2016
UBS FINANCIAL SERVICES INC. (ENCINO CA)
BOTH
Issued 07/27/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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