Unclaimed
Samuel Kelly is a financial professional with Fidelity Distributors Co. LLC, a firm based in Smithfield, Rhode Island. Samuel has been in the financial industry since June 12, 2018. Samuel holds FINRA Series 7, Series 63, and Series 24 licenses as well as the SIE designation. Samuel is registered with the Securities and Exchange Commission (SEC) as well as all 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
06/13/2018 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
BC
Issued 07/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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