Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Olguin has been in the securities industry since October 16, 1994. Samuel is currently registered with DFA Securities LLC and is located in Austin, TX. Samuel previously worked with Boustead Securities, LLC, Choice Investments, Inc., Miramar Securities, LLC, Fifth Street Capital, LLC, Oxford Financial Group, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Samuel holds Series 7, 24, 63, and SIE licenses and is currently registered with the state of Texas and 48 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/08/2023 - Present
DFA Securities LLC (AUSTIN TX)
CA
11/11/2013 - 10/27/2023
BOUSTEAD SECURITIES, LLC (IRVINE CA)
TX
11/06/2008 - 04/20/2012
CHOICE INVESTMENTS, INC. (AUSTIN TX)
GA
02/15/2007 - 08/19/2008
MIRAMAR SECURITIES, LLC (ALPHARETTA GA)
TX
04/18/2005 - 01/25/2006
FIFTH STREET CAPITAL, LLC (AUSTIN TX)
TX
03/23/2001 - 07/07/2004
FIFTH STREET CAPITAL, LLC (AUSTIN TX)
TX
07/12/2000 - 12/31/2000
OXFORD FINANCIAL GROUP (HOUSTON TX)
TX
01/07/1998 - 07/11/2000
CHOICE INVESTMENTS, INC. (AUSTIN TX)
NY
03/10/1997 - 01/08/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
02/21/1996 - 12/31/1996
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NY
11/27/1991 - 03/15/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/21/1989 - 04/01/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
TX
09/19/1989 - 11/21/1989
CHOICE INVESTMENT PRODUCTS, INC. (AUSTIN TX)
BC
Issued 09/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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