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Samuel Scott Olguin

DFA Securities LLC

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About Samuel Scott Olguin

Firm Information

Samuel Olguin is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in all 50 states and the District of Columbia. The firm is also registered with the Securities and Exchange Commission.
DFA Securities LLC

PALISADES WEST, BUILDING ONE

AUSTIN, TX 78746

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Olguin’s Registration & Firm History

TX

11/08/2023 - Present

DFA Securities LLC (AUSTIN TX)

CA

11/11/2013 - 10/27/2023

BOUSTEAD SECURITIES, LLC (IRVINE CA)

TX

11/06/2008 - 04/20/2012

CHOICE INVESTMENTS, INC. (AUSTIN TX)

GA

02/15/2007 - 08/19/2008

MIRAMAR SECURITIES, LLC (ALPHARETTA GA)

TX

04/18/2005 - 01/25/2006

FIFTH STREET CAPITAL, LLC (AUSTIN TX)

TX

03/23/2001 - 07/07/2004

FIFTH STREET CAPITAL, LLC (AUSTIN TX)

TX

07/12/2000 - 12/31/2000

OXFORD FINANCIAL GROUP (HOUSTON TX)

TX

01/07/1998 - 07/11/2000

CHOICE INVESTMENTS, INC. (AUSTIN TX)

NY

03/10/1997 - 01/08/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CA

02/21/1996 - 12/31/1996

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

NY

11/27/1991 - 03/15/1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

11/21/1989 - 04/01/1991

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

TX

09/19/1989 - 11/21/1989

CHOICE INVESTMENT PRODUCTS, INC. (AUSTIN TX)

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Licenses & Designations

BC

Issued 9/26/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 8/8/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Samuel Scott Olguin.
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