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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Sawyer Barnes is a financial advisor with Wells Fargo Clearing Services, LLC. Samuel is registered with the state of Connecticut since 2015, and in New Jersey since 2018. Samuel has a total of 8 years of experience in the financial industry. Prior to joining Wells Fargo Clearing Services, LLC, Samuel was employed with MetLife Securities Inc. Samuel is a Series 6, 7, and 63 licensed representative and a Series 65 licensed investment advisor representative. Samuel specializes in providing investment advice and financial planning services to individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies. Samuel also provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/29/2018 - Present
Wells Fargo Clearing Services, LLC (SUMMIT NJ)
RI
11/29/2011 - 12/23/2014
METLIFE SECURITIES INC. (WARWICK RI)
IA
Issued 07/18/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/28/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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