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Samuel Salmond Sylvester

Osaic Institutions, Inc.

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About Samuel Salmond Sylvester

Samuel Sylvester is a financial advisor with Osaic Institutions, Inc. Samuel has been in the financial services industry for over 30 years. Samuel is registered to offer securities in Connecticut, Massachusetts, and Rhode Island. In addition to a Series 6 license and the SIE exam, Samuel holds a Series 63 license. Osaic Institutions, Inc. specializes in offering financial planning, investment management, pension consulting, education seminars, and selection of other advisers to individuals and businesses.

Firm Information

Samuel Sylvester is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Samuel Sylvester’s Registration & Firm History

RI

01/24/2012 - Present

Osaic Institutions, Inc. (Barrington RI)

RI

12/07/2009 - 12/16/2009

LEGEND EQUITIES CORPORATION (MIDDLETOWN RI)

RI

01/31/2005 - 07/01/2008

METLIFE SECURITIES INC. (PROVIDENCE RI)

RI

01/31/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (PROVIDENCE RI)

NY

05/03/1999 - 01/26/2005

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

06/27/1996 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NY

03/22/1995 - 02/01/1996

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

MA

08/16/1991 - 07/13/1994

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

04/18/1988 - 08/16/1991

MUTUAL BENEFIT FINANCIAL SERVICE COMPANY

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Licenses & Designations

BC

Issued 12/22/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Samuel Salmond Sylvester. Review regulatory record here.
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