Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Glass is a financial advisor with over 13 years of experience in the industry. Samuel has a strong track record of success in providing investment advice to clients. Samuel is currently registered with Stonehaven, LLC in New York, NY. Prior to joining Stonehaven, LLC, Samuel held positions at MCCAFFERTY & COMPANY, LLC, MONTAGE SECURITIES, LLC, COHEN FINANCIAL EQUITIES LLC, ALLEGRO SECURITIES LLC and KALORAMA CAPITAL, LLC. Samuel has a Series 7, Series 63 and Series 79TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/16/2017 - Present
Stonehaven, LLC (NEW YORK NY)
CA
05/16/2016 - 03/16/2017
MCCAFFERTY & COMPANY, LLC (LOS ANGELES CA)
KS
01/02/2015 - 05/18/2016
MONTAGE SECURITIES, LLC (OVERLAND PARK KS)
IL
01/04/2012 - 12/26/2014
COHEN FINANCIAL EQUITIES LLC (CHICAGO IL)
TX
05/06/2011 - 12/16/2011
ALLEGRO SECURITIES LLC (SAN ANTONIO TX)
DC
11/12/2009 - 04/29/2011
KALORAMA CAPITAL, LLC (WASHINGTON DC)
BC
Issued 11/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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