Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Evans is a financial advisor who has been in the industry since 1996. Samuel currently works at Jefferies LLC, which he joined in 2021. Prior to that, Samuel worked at Nomura Securities International, Inc. and Deutsche Bank Securities Inc.. Samuel holds Series 7, 3, 24, 63, 79, and SIE licenses. Samuel is registered with FINRA and the State of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/06/2021 - Present
Jefferies LLC (NEW YORK NY)
NY
06/06/2017 - 02/26/2021
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
11/22/2000 - 08/28/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
12/22/1987 - 11/21/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 03/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/19/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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