Unclaimed
Samuel Rulli is a financial advisor associated with Fifth Third Securities, Inc. Samuel has been in the securities industry since September 17, 2015, and is currently registered with the state of Ohio. Samuel has also held prior registration with Fidelity Brokerage Services LLC. Samuel holds Series 7, 9, 10, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
10/27/2023 - Present
Fifth Third Securities, Inc. (CINCINNATI OH)
KY
06/04/2013 - 06/02/2021
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 10/26/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/24/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/11/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/3/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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