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Samuel Robert Sroka

Jump Trading, LLC

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About Samuel Robert Sroka

Samuel Robert Sroka is a securities professional with over 5 years of experience in the financial industry. Samuel has been registered with Jump Trading, LLC since October 2022. Previously, Samuel was employed by DRW Securities, L.L.C. and RGM Securities, LLC. Samuel has a strong understanding of the financial markets and is committed to providing his clients with the highest level of service. Samuel has passed the Series 7, Series 57TO, SIE and Series 63 exams.

Firm Information

Samuel Sroka is currently registered with Jump Trading, LLC. Jump Trading, LLC is a Limited Liability Company formed on October 31, 2008. The firm has 1 approved SEC registration and is approved in the state of Illinois.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Samuel Sroka’s Registration & Firm History

TX

10/05/2022 - Present

Jump Trading, LLC (Austin TX)

TX

09/28/2017 - 07/15/2021

DRW SECURITIES, L.L.C. (AUSTIN TX)

TX

12/02/2015 - 09/29/2017

RGM SECURITIES, LLC (AUSTIN TX)

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Licenses & Designations

BC

Issued 12/22/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Samuel Robert Sroka. Review regulatory record here.
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