Unclaimed
Samuel Robert Mikel is a financial advisor currently registered with Empower Financial Services, Inc. based in Andover, MA. Samuel has been in the financial services industry since April 15, 2023. Prior to joining Empower Financial Services, Inc., Samuel was registered with THRIVENT INVESTMENT MANAGEMENT INC. in Minneapolis, MN. Samuel has passed the Series 7TO, Series 63 and SIE exams. Samuel is licensed in 52 states and is actively registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/25/2023 - Present
Empower Financial Services, Inc. (ANDOVER MA)
MN
02/17/2023 - 03/27/2023
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BC
Issued 05/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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