Unclaimed
Samuel Richard Guerrini is a registered representative with Guggenheim Funds Distributors, LLC. Samuel has been active in the financial services industry since February 15, 2024. Samuel is registered with the state of Indiana, Kentucky, Michigan, Ohio and West Virginia. Samuel's firm offers investment advisory services and is registered in the state of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Index licensing fee
1
2
IL
02/16/2024 - Present
Guggenheim Funds Distributors, LLC (CHICAGO IL)
BOTH
Issued 04/10/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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