Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Rhodes Quinn is a financial advisor with Scotia Capital (usa) Inc. Samuel has been in the financial services industry since December 24, 2022. Samuel is licensed to provide financial advice in New York. Samuel holds the Series 7, Series 99, and Series 63 securities licenses and the SIE exam. Samuel was previously employed at Stonex Financial Inc. in Alpharetta, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/18/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
GA
07/26/2022 - 02/15/2023
STONEX FINANCIAL INC. (ALPHARETTA GA)
BC
Issued 11/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/11/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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