Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Lopez is a financial advisor with Frost Investment Services located in San Antonio, TX. Samuel has been in the industry since 2004. Samuel specializes in providing financial advice for individuals, businesses, and charitable organizations. Samuel is registered with FINRA as a General Securities Representative and holds a Series 66 license. Samuel also holds a Series 7 license and a Securities Industry Essentials Examination (SIE). Samuel's prior experience includes working with Wells Fargo Investments, LLC in Houston, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
01/27/2022 - Present
Frost Investment Services (SAN ANTONIO TX)
TX
07/29/2004 - 05/07/2007
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
BOTH
Issued 12/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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