Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel Carroll is a financial advisor with over 20 years of experience in the industry. Samuel is currently registered with Frontier Solutions, LLC in Richmond, Virginia. Samuel previously worked at Butler Capital Partners in New York, New York, and Lehman Brothers Inc., also in New York. Samuel holds the Series 7, Series 31, Series 63, and Series 79TO licenses as well as the SIE exam certification. Samuel is registered with the states of Texas and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
03/07/2016 - Present
Frontier Solutions, LLC (Richmond VA)
NY
12/08/2005 - 08/19/2014
BUTLER CAPITAL PARTNERS (NEW YORK NY)
NY
04/15/1999 - 11/30/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 03/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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